Tuyển dụng Legal Specialist (Kinh Nghiệm Chứng Khoán) tại Hồ Chí Minh

Job summary

Ensure the Company’s operations are fully compliant with applicable laws and regulations, while providing timely, practical, and business-oriented legal advice to management and business team/dept.

Responsibilities and accountabilities

- Provide legal advice to the Members’ Council, Board of Management, and business units to ensure compliance and support business objectives.

- Draft, review, and negotiate contracts, legal documents, and licensing dossiers.

- Conduct legal reviews and assessments of products, services, and core business activities (e.g. brokerage, margin lending, proprietary trading, investment banking, operation).

- Develop, review, and update internal regulations, policies, procedures, and templates.

- Identify, assess, and provide recommendations on legal risks arising from business operations.

- Coordinate with Risk Management and Compliance functions to ensure proper legal risk control and regulatory compliance.

- Support dispute resolution matters and coordinate with external counsel in litigation or legal proceedings when required.

- Monitor, analyze, and disseminate legal and regulatory updates relevant to the Company.

- Fulfill the information disclosure obligations as required.

- Provide legal support for strategic projects, new business initiatives, and corporate restructuring activities.

- Perform other duties as assigned by the Line Manager or Management.

Yêu cầu công việc

1. Degree:

- Graduated from a law university.

- Having a Securities Practicing Certificates is a significant advantage.

- Having a law practice certificate is preferred.

2. Others:

- At least 3-5 years of direct experience in a securities company, fund management company, or commercial bank.

- A comprehensive knowledge and law of enterprise, securities company, other relevant laws.

- Ability to research and analyze the regulations. Ability to cope under pressure.

- Having problem solving skill, numerical and analytical skill, a good eye for detail.

- Excellent experienced user of Microsoft Office (Word, Excel, Power point)

- Good English in speaking, writing and reading.

Quyền lợi

• Thưởng: Competitive salary and bonus
• Chăm sóc sức khoẻ: Social insurance, health insurance, unemployment insurance according to Labor Laws
• Khác: Professional, dynamic working environment